Innovative Fintech Compliance Consulting and Outsourcing

Partner with us to innovate and succeed in regulated markets

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Global Coverage

Since 2013

"We understand the challenges you face because we work with fintech companies just like yours every day."

Francesco Matteini

CEO and Founder, InnReg

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Trusted by leading fintech innovators:

Broker-Dealers

Avenue Navigates Multi-Jurisdictional Success with InnReg's Guidance

RIAs

Grifin's Compliance Foundations Supported by InnReg

Lenders

LendingTree Secures Bank Partnership with InnReg’s Support

Blockchain

Uphold Integrates Crypto and Equities Trading with InnReg's Guidance

Broker-Dealers

Passfolio Secures Regulatory Approvals for Stock and Crypto Trading

RIAs

InnReg Helps Finsie Navigate SEC Registration for Investment Platform

Broker-Dealers

Fennel Boosts Efficiency with InnReg's Compliance Solutions

Banks

Bci Strengthens US Operations with InnReg’s Regulatory Support

Broker-Dealers

Planner Securities Enhances Compliance with InnReg’s Solutions

Blockchain

Dapper Labs Expands US Presence with InnReg’s Blockchain Compliance Expertise

Blockchain

Strike Establishes US Compliance Program with InnReg’s Support

Broker-Dealers

Stockpile Launches Innovative Equity Trading Platform with InnReg’s Support

Digital Assets/Crypto

InnReg Steps In After CCO Departure to Navigate Money Transmitter Deadlines

ATS

Transforming a Pioneering ATS into a Market Leader

Neobanks

Establishing a Compliance Program for a Cross-Border Neobank

Banks

Assisting a Brazilian Bank's Foray into the US Broker-Dealer Market

Others

Compliance Strategy for a Leading Trading Education Platform

Banks

Supporting Regional Bank Expansion Within Regulation

Others

Y-Combinator-Launched Equities Gifting Solution

Lenders

Launch of a Mobile-Only Digital Lender Fintech

Who we are

What is InnReg?

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Learn More

InnReg is a global regulatory compliance and operations consulting team serving financial services companies since 2013.

We are especially effective at launching and scaling fintechs with innovative compliance strategies and delivering cost-effective managed services, assisted by proprietary regtech solutions.

Why InnReg

Helping Fintech Innovators Succeed in Regulated Markets

Focus your resources on your core business and outsource your compliance and operations processes and requirements.

Partner with experienced and trusted specialized compliance experts at a fraction of the cost of an in-house team.

Read Why Clients Trust InnReg

Take Strategic Advantage of Fintech Regulations

We are a consulting and outsourcing compliance team of 30+ globally deployed experts advising on and managing regulatory compliance for our global clients since 2013. We have a unique focus and experience in assisting fintech startups.

Learn About Our Team

Reduce Risks and Create Operational Efficiencies

Engage InnReg to develop and deploy various compliance-related systems, processes, and workflows that will mitigate regulatory risks and boost your operations.

Read Frequently Asked Questions

Launch and Grow Your Fintech Business with Our Expertise

InnReg works with both startups and established financial market players to deliver market-leading compliance services, uniquely tailored to innovative, technology-driven business models.

Tell Us About Your Business

Who We Serve

Get Help for Your Fintech Startup or Financial Institution

Broker-Dealers

RIAs

ATS

Money Transmitters

Lenders

Blockchain

Neobanks

Crowdfunding Portals

Payment Fintechs

Services

Compliance Consulting Services

We deliver strategic insights to effortlessly navigate regulatory complexities. We simplify compliance, mitigate risks, and accelerate your market presence, helping your fintech operations become robust and compliant.

Regulatory and Product Strategy

Registrations and Licensing

Compliance Processes for Financial Services

Compliance Workflows

Partnerships Support

Policies and Procedures Development

KYC & AML Programs

Cybersecurity Program Development

Exams and Inquiries for Financial Services

Regulatory Exams and Audits

Gap Analysis and Risk Assessments

Outsourcing Solutions

We enhance your operational efficiency and compliance management, allowing you to focus on innovation and growth. With our expert support, enjoy streamlined operations, reduced compliance worries, and a dedicated and experienced team.

Client Onboarding

Transaction Tracking for Financial Services

Suspicious Activity Monitoring

Account Funding and Transfer Supervision

Supervision of Trading for Financial Services

Trading Supervision

Books and Records for Financial Services

Electronic Books and Records Management

Personnel and Staff Compliance for Financial Services

Staffing Compliance

Communications Archiving and Review for Financial Services

Electronic Communications Reviews

Marketing Compliance for Financial Services

Advertising and Marketing Reviews

Vendor Risk Management Program

Outsourced Chief Compliance Officer (CCO)

Outsourced Financial Operations Principal (FINOP)

Outsourced Supervisory Principals

Testimonials

Why Our Clients Enjoy Working with InnReg

"InnReg has been the driving force in establishing our compliance, legal, and risk management functions. Their experience and profound knowledge of the industry have been instrumental."
Client President and COO
Broker-Dealer
"It is like having an in-house regulatory department. They came in, listened, understood our needs, and built our compliance systems from the ground up."
Client CEO
Lender
"Using InnReg as our outsourced compliance program allows us to keep up with the frequency and depth of complex regulatory requirements."
Client CEO
ATS
"It's a relief to know that we have expert industry professionals taking care of both our compliance and information security programs."
Client CEO
Broker-Dealer
"InnReg understands fintech, online brokers and robo-advisors like no other compliance consultants, with a substantial network of third-party providers."
Client Founder and President
RIA
"They have become a full extension of our team and we would not be in the same place today without their endless guidance, support, and great judgment."
Client CEO
Blockchain
"We initially hired InnReg to provide temporary support, but they have become an intrinsic part of our business.”
Client CEO
Neobank
"Their solutions target startups and are customized to our niche and vision, without restricting innovation."
Client CEO
RIA
"Whatever our company achieves, it wouldn't have been possible without your first class services."
Client VP of Legal
Broker-Dealer
"InnReg is a network and a team of deep experts with many different specializations."
Client CEO
RIA
"Partnering with InnReg during a pivotal period of our growth was one of the best decisions we made."
Client CEO
Broker-Dealer

Read Our Founder's Letter

Blog

In-Depth Review of Compliance Strategies and Topics

Subject-matter experts with decades of experience write our blogs; not freelance copywriters or third-party agencies. We are global regulatory compliance consultants and compliance operations outsourcing experts.

Marketing Compliance

Guidelines for Referral Program Compliance in Financial Services

Compliance Management

Markets in Crypto-Assets Regulation (MiCA) Updated Guide (2025)

Compliance Strategy

New York Money Transmitter License: Checklist and Requirements

Compliance Strategy

The Remittance Transfer Rule Explained (Updated 2025)

Compliance Issues

FTC's New "Click to Cancel" Rule Explained

Compliance Strategy

How to Get a Crypto Exchange License in 2025